Topic archive: Regulation

Regulation

Just one in five older consumers aware of Consumer Duty

Finance News

Top five adviser FAQs in final countdown to Consumer Duty

Regulation

FCA bans adviser over pension transfer failings

Regulation

What are the top broker concerns ahead of the Consumer Duty deadline?

Regulation

Adviser fined £106,000 for poor pension transfer advice

Special Features

Consumer Duty: What should we do after 31st July?

Regulation

MorganAsh partners with Investor in Customers to provide Consumer Duty reports

Regulation

SimplyBiz launches new Consumer Duty support for advisers

Regulation

Two thirds of lenders still unprepared for Consumer Duty regulations

Later Life

Air members gain access to Comentis' financial vulnerability tool

Mortgages

Knowledge Bank introduces vulnerability ‘flag’ during criteria searches

Regulation

56% of adults identified as vulnerable under new Consumer Duty categories

Regulation

Which of the four Consumer Duty outcomes are firms struggling with most?

Regulation

Advise Wise introduces Appointment Log feature for Consumer Duty compliance

Regulation

SimplyBiz launches AR regime support programme