Topic archive: Regulation
Regulation
FCA introduces new screening checks for financial adverts
Finance News
One in 10 financial advisers consider quitting due to Consumer Duty
Regulation
FCA plans on regulation of advice due 'later this year'
Regulation
FCA launches review into how firms are handling Politically Exposed Persons
Regulation
FCA fines two directors £1.3m pension transfer advice failings
Regulation
FCA takes first action under Consumer Duty
Blogs
Mike Taylor: Consumer Duty is here – is your website compliant?
Finance News
Quilter launches client communications toolkit for advisers
Special Features
Communications sent under Consumer Duty must still comply with Data Protection law
Regulation
FCA clarifies advice/guidance boundary during cost of living crisis
Blogs
Jodie White: Communication and compliance: How technology can facilitate better customer outcomes
Regulation
Advisers expect to spend almost £20,000 on Consumer Duty
Mortgages
PMS rolls out fair value Consumer Duty support for mortgage advisers
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Blogs
Stuart Wilson: The approach advisory firms should take to vulnerability in light of Consumer Duty
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Regulation
Regulators scrap £10k compensation cap for failures but say payments will be "modest"
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MPowered Mortgages
MPowered closes to new business amid potential sale
FCA
FCA bans and fines adviser £100,000
New Build
Barclays and TSB partner with housebuilders to launch new 5% deposit homeownership scheme
Santander
Santander reduces mortgage rates by up to 0.36% and launches new large loans
Rightmove
House prices rise modestly amid cautious buyer activity: Rightmove
Finance News
Half of UK first-time buyers now taking on high LTV mortgages
