Topic archive: Regulation
Regulation
Paradigm launches new Consumer Duty series on four outcomes firms must address
Finance News
Comentis launches Vulnerability Support Framework
Regulation
FCA agrees £235m redress for Woodford investors
Blogs
Andrew Gething: Consumer Duty: Who monitors the customer?
Later Life
How do advisers expect Consumer Duty to impact retirement advice?
Regulation
PRA fines former TSB CIO under SMCR rules over IT failures
Regulation
AMI welcomes frozen FCA fees for smaller firms
Blogs
Bill Purves: Let’s make it a year of better choices in 50-90+ mortgages
Later Life
Pure Retirement launches Consumer Duty resources for advisers
Mortgages
Nivo offers brokers free access to its mobile app and messaging solution
Regulation
Just 41% of advisers have started preparing for Consumer Duty
Regulation
FCA appoints new enforcement and market oversight directors
Later Life
Advisers reveal top Consumer Duty ‘foreseeable harms’ for retirement advice
Special Features
Duty bound: The FCA’s tough take on Value for Money
Finance News
SmartSearch launches new compliance platform
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Budget
Budget: Government introduces mansion tax on high-value homes
Budget
Budget: Government introduces £2,000 salary sacrifice cap
Lifetime Isa
Budget: Lifetime ISA to be scrapped in favour of new first-time buyer ISA
Budget
Budget: Property income tax to rise by 2%
FCA
Firms required to report complaints involving vulnerable customers under simplified FCA rules
Santander
Santander joins mortgage price war with new rates from 3.51%
