Topic archive: Regulation

Regulation
Paradigm launches new Consumer Duty series on four outcomes firms must address

Finance News
Comentis launches Vulnerability Support Framework

Regulation
FCA agrees £235m redress for Woodford investors

Blogs
Andrew Gething: Consumer Duty: Who monitors the customer?

Later Life
How do advisers expect Consumer Duty to impact retirement advice?

Regulation
PRA fines former TSB CIO under SMCR rules over IT failures

Regulation
AMI welcomes frozen FCA fees for smaller firms

Blogs
Bill Purves: Let’s make it a year of better choices in 50-90+ mortgages

Later Life
Pure Retirement launches Consumer Duty resources for advisers

Mortgages
Nivo offers brokers free access to its mobile app and messaging solution

Regulation
Just 41% of advisers have started preparing for Consumer Duty

Regulation
FCA appoints new enforcement and market oversight directors

Later Life
Advisers reveal top Consumer Duty ‘foreseeable harms’ for retirement advice

Special Features
Duty bound: The FCA’s tough take on Value for Money

Finance News
SmartSearch launches new compliance platform
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This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders

GDP
August rate cut likely as GDP falls for second consecutive month
