Topic archive: Regulation
Regulation
FCA orders three more advice firms to reverse BSPS offers
Regulation
Three steps advisers can take to achieve substantive Consumer Duty compliance
Regulation
Just one senior manager punished since launch of SMCR
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Blogs
Stuart Wilson: How can later life advisers ensure they comply with Consumer Duty?
Blogs
Thora Kehoe: Time and technology: Meeting the Consumer Duty
Regulation
FCA to make permanent rules on supporting struggling borrowers as redress hits £47m
Special Features
Embracing technology to deliver value for money
Regulation
What is the biggest area of consumer vulnerability?
Regulation
FCA censures Lighthouse over unsuitable DB transfer advice
Later Life
Air launches later life Consumer Duty library
Regulation
Majority of lenders admit to being unprepared for Consumer Duty
Special Features
We need to get to a point where cold calling is not something legitimate firms ever need to do
Regulation
FCA fines bank £10m and bans three former employees
Regulation
Paradigm launches new Consumer Duty 'fair value assessment' hub
Finance News
Bank of England to offer 50% early settlement discount in enforcement overhaul
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This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal
Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m
Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge
Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms
This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal
Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m
Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge
Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms
Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders
GDP
August rate cut likely as GDP falls for second consecutive month
