Topic archive: Regulation

Finance News
FCA to review NatWest over "potential regulatory breaches"

Finance News
Regulators remove banker bonus cap

Regulation
FCA fines Equifax £11m over cybersecurity breach

Finance News
FCA fines and bans ex-Barclays CEO over Epstein links

Blogs
Jacqueline Dewey: Harness the power of reviews – The FCA is watching...

Finance News
PFS launches Consumer Duty digital learning suite

Regulation
FCA bans adviser over £8.4m pension advice failures

Regulation
Broker fined £6.5m for financial crime control failings

Finance News
FCA fines two advisers more than £2.2m over 'dishonest' advice

Regulation
Advice/guidance review may lead to restructuring of regulatory framework, FCA says

Blogs
Peter Labrow: I’m a training evangelist, but its not a silver bullet for Consumer Duty

Later Life
FCA review into later life mortgages finds 'poor advice'

Finance News
SmartSearch launches Source of Funds solution

Regulation
FCA bans and fines two advisers £155,000 for pension transfer failures

Mortgages
Connect adopts VouchedFor's client survey for Consumer Duty compliance
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Buy-to-let
The Mortgage Works launches sub-3% buy-to-let rates

Tax
HMRC rule change set to impact millions of landlords and sole traders

HSBC
HSBC launches over two dozen sub-4% mortgage rates

April Mortgages
April Mortgages launches 7x loan-to-income lending

Pension
Government announces plans to consolidate small pension pots

Halifax
Halifax launches sub-4% two-year fix in latest round of cuts
