Topic: Regulation

Regulation

FCA and PRA confirm final rules for removal of high-LTI mortgage cap

FCA

Advice firm employees plead guilty after defrauding clients of £2m

Whistleblowing

Proposed SFO scheme would offer financial incentives for whistleblowers

Financial Ombudsman Service

FCA appoints new chair of the Financial Ombudsman Service

Scottish Friendly

Scottish Friendly completes acquisition of pension in-payment books from Fidelity International

FCA

MPs call for investigation into FCA's treatment of whistleblowers

Pensions

Pension withdrawals surge amid fears over government tax changes

AMI

AMI to lead FCA drive to strengthen protection advice

Protection

FCA partners with industry, government and consumer groups to improve protection take-up

Consumer Duty

Firms missing commercial opportunities by treating vulnerability as a regulatory requirement

Special Features

The FCA’s new misconduct rules are really about evidence

Consumer Duty

Only half of advisers using technology to help with Consumer Duty compliance

FCA

FCA bans and fines financial adviser more than £740,000

FCA

FCA and PRA widen access to Scale-up Unit

Regulation

FCA bans and fines trio behind £35.5m investment scheme