Topic: Regulation

FCA

FCA: ARs must take greater responsibility for complying with rules

Regulation

FCA streamlines rules and outlines timeline for mortgage changes

Compliance

Simplybiz launches bespoke compliance tool

FCA

FCA scrutinises adviser commissions in new protection study

FCA

Consumer groups urge FCA to abandon 'draconian and opaque' email deletion policy

CPD article

Embrace 'The Duty': Consumer Duty is now the centrepiece for firms' compliance

Regulation

Government pledges to significantly cut number of regulators

Regulation

FCA bans and fines Crispin Odey £1.8m

Fraud

New solution launches to help firms navigate financial crime compliance

Regulation

FCA abandons diversity and inclusion rules

Regulation

FCA scraps 'name and shame' proposals after widespread backlash

Consumer Duty

New PFS guidance consolidates Consumer Duty compliance resources 

Mortgages

236,000 mortgage holders have reduced payments under Mortgage Charter: FCA

Regulation

Government abolishes regulator to 'slash red tape'

FCA

FCA signals industry-wide motor finance redress scheme