Topic: Regulation

FCA

FCA outlines what good practice looks like for outcomes monitoring under Consumer Duty

FCA

FCA bans father and son brokers following fraud and misuse of client money

Remortgage

Advisers utilising modified affordability assessments to help borrowers switch lenders

Special Features

FCA signals tougher approach to individual fines in enforcement shake-up

Quilter

Quilter partners with communications specialist to support vulnerable customers

Consumer Duty

TFAS launches free Consumer Duty Health Check for advice firms

FCA

FCA opened just one mortgage fraud investigation in 2025

Blogs

Will Hale: FCA later life lending consultations can help to join the dots

FCA

AI could 'reduce reliance on intermediaries', FCA report admits

FCA

Compensation under FCA's redress scheme could be 'delayed until 2028 or beyond'

FCA

FCA urged to introduce mandatory signposting of all later life products

Regulation

New adviser guidance launches on using information sharing powers to combat economic crime

FCA

Asset servicing bank to pay £31.7m to WealthTek clients

Blogs

Sebastian Murphy: Perhaps it’s time to stop calling us brokers?

FCA

PIMFA launches new guidance to help advisers prevent and address non-financial misconduct