Topic: Regulation

FCA

FCA opens authorisation gateway for targeted support

Special Features

The PII question nobody has answered: Who's paying for complaints against ARs?

FCA

FCA plans shake-up of credit data sharing to support lending decisions

Blogs

Trudy Woolf: Commonhold will require some commonsense

FCA

TV stars and influencers fined for issuing unauthorised financial promotions

Blogs

Dave Harris: What Rathi’s comments mean for later life lending

Blogs

Sebastian Murphy: If Consumer Duty is doing the heavy lifting, distribution matters more than ever

Bank Of Ireland UK

Bank of Ireland UK fined over £3.7m for payee regulation failures

Vulnerability

Firms failing to identify customers experiencing domestic and economic abuse

FCA

FCA bans and fines for 'reckless adviser' and fund manager upheld by Tribunal

FCA

FCA chief confirms regulatory shift away from new rules

Just Mortgages

Just Mortgages launches new compliance support for advisers

FCA

FCA fines former Carillion CEO £238,000

In The Spotlight

'So many firms just don’t know who their vulnerable customers are – let alone what outcomes they are receiving': Andrew Gething, MorganAsh

FCA

Government plans to bring ARs into scope of FOS redress in regulatory overhaul