Topic archive: Regulation
Regulation
FCA fines Metro Bank £10 million
Regulation
FCA fines Santander UK £107m for repeated anti-money laundering failures
Regulation
FCA strengthens marketing rules for authorised firms
Regulation
FCA fines brokerage £2.4m over unsuitable advice
Regulation
FCA whistleblowing reports in decline since pandemic
Regulation
FCA plans to create 'separate, simplified financial advice regime'
Later Life
Over 1,000 former BSPS members to receive redress under FCA scheme
Finance News
A fifth of advisers unprepared for Consumer Duty changes
Mortgages
FCA takes legal action against "exploitative" unauthorised mortgage brokers
Regulation
FCA warns advisers over incorrect DB redress calculations
Regulation
Two thirds of banks and building societies not yet Consumer Duty compliant
Regulation
FCA makes record interventions over financial promotions during cost-of-living crisis
Mortgages
Lenders to pay £12m compensation to borrowers over mortgage payment deferrals: FCA
Regulation
FCA prosecutes five over £1.2m investment fraud
Regulation
1 in 5 firms initially rejected for authorisation: FCA
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Budget
Budget: Government introduces mansion tax on high-value homes
Budget
Budget: Government introduces £2,000 salary sacrifice cap
Lifetime Isa
Budget: Lifetime ISA to be scrapped in favour of new first-time buyer ISA
Budget
Budget: Property income tax to rise by 2%
FCA
Firms required to report complaints involving vulnerable customers under simplified FCA rules
Santander
Santander joins mortgage price war with new rates from 3.51%
