Topic archive: Regulation
Regulation
FCA fines Metro Bank £10 million
Regulation
FCA fines Santander UK £107m for repeated anti-money laundering failures
Regulation
FCA strengthens marketing rules for authorised firms
Regulation
FCA fines brokerage £2.4m over unsuitable advice
Regulation
FCA whistleblowing reports in decline since pandemic
Regulation
FCA plans to create 'separate, simplified financial advice regime'
Later Life
Over 1,000 former BSPS members to receive redress under FCA scheme
Finance News
A fifth of advisers unprepared for Consumer Duty changes
Mortgages
FCA takes legal action against "exploitative" unauthorised mortgage brokers
Regulation
FCA warns advisers over incorrect DB redress calculations
Regulation
Two thirds of banks and building societies not yet Consumer Duty compliant
Regulation
FCA makes record interventions over financial promotions during cost-of-living crisis
Mortgages
Lenders to pay £12m compensation to borrowers over mortgage payment deferrals: FCA
Regulation
FCA prosecutes five over £1.2m investment fraud
Regulation
1 in 5 firms initially rejected for authorisation: FCA
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This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal
Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m
Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge
Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms
This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal
Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m
Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge
Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms
Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders
GDP
August rate cut likely as GDP falls for second consecutive month
