Topic archive: Regulation
Regulation
FCA fines Metro Bank £10 million
Regulation
FCA fines Santander UK £107m for repeated anti-money laundering failures
Regulation
FCA strengthens marketing rules for authorised firms
Regulation
FCA fines brokerage £2.4m over unsuitable advice
Regulation
FCA whistleblowing reports in decline since pandemic
Regulation
FCA plans to create 'separate, simplified financial advice regime'
Later Life
Over 1,000 former BSPS members to receive redress under FCA scheme
Finance News
A fifth of advisers unprepared for Consumer Duty changes
Mortgages
FCA takes legal action against "exploitative" unauthorised mortgage brokers
Regulation
FCA warns advisers over incorrect DB redress calculations
Regulation
Two thirds of banks and building societies not yet Consumer Duty compliant
Regulation
FCA makes record interventions over financial promotions during cost-of-living crisis
Mortgages
Lenders to pay £12m compensation to borrowers over mortgage payment deferrals: FCA
Regulation
FCA prosecutes five over £1.2m investment fraud
Regulation
1 in 5 firms initially rejected for authorisation: FCA
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC
