Topic archive: Regulation
Regulation
FCA fines Metro Bank £10 million
Regulation
FCA fines Santander UK £107m for repeated anti-money laundering failures
Regulation
FCA strengthens marketing rules for authorised firms
Regulation
FCA fines brokerage £2.4m over unsuitable advice
Regulation
FCA whistleblowing reports in decline since pandemic
Regulation
FCA plans to create 'separate, simplified financial advice regime'
Later Life
Over 1,000 former BSPS members to receive redress under FCA scheme
Finance News
A fifth of advisers unprepared for Consumer Duty changes
Mortgages
FCA takes legal action against "exploitative" unauthorised mortgage brokers
Regulation
FCA warns advisers over incorrect DB redress calculations
Regulation
Two thirds of banks and building societies not yet Consumer Duty compliant
Regulation
FCA makes record interventions over financial promotions during cost-of-living crisis
Mortgages
Lenders to pay £12m compensation to borrowers over mortgage payment deferrals: FCA
Regulation
FCA prosecutes five over £1.2m investment fraud
Regulation
1 in 5 firms initially rejected for authorisation: FCA
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Buy-to-let
The Mortgage Works launches sub-3% buy-to-let rates
Tax
HMRC rule change set to impact millions of landlords and sole traders
HSBC
HSBC launches over two dozen sub-4% mortgage rates
April Mortgages
April Mortgages launches 7x loan-to-income lending
Pension
Government announces plans to consolidate small pension pots
Halifax
Halifax launches sub-4% two-year fix in latest round of cuts
