Topic archive: Regulation

Regulation

Man pleads guilty to providing advice without authorisation

Special Features

Operational regulatory changes: What the new FCA policy statement means for your business

Blogs

Louise Pengelly: Where to start with navigating the Consumer Duty

Regulation

FCA toughens appointed representative rules

Regulation

FCA updates redress process for unsuitable DB transfer advice

Mortgages

Bank of England mortgage affordability changes come into force

Regulation

New FCA funeral plan regulation comes into force

Mortgages

Co-op Bank urged to pay redress to SVR borrowers after losing judicial review

Special Features

Rising to the Consumer Duty challenge

Regulation

FCA gives firms extra three months to implement Consumer Duty rules

Regulation

Individual jailed for four months after FCA contempt of court application

Regulation

Bank of England and FCA plan new powers for third parties of financial services firms

Regulation

FCA financial penalties surge by 65%

Finance News

FCA appoints chair and six new directors

Mortgages

Bank of England 'open' to exploring long-term fixed rate mortgages