Topic archive: Regulation

Blogs
Steve Swyny: Trick or treat for DA advisers?

Special Features
Consumer Duty and its impact on the wider commercial relationships

Regulation
FCA to restrict 'green' product terms in new rules to tackle greenwashing

Regulation
FCA fines Barclays £50m, decision referred to Upper Tribunal

Regulation
PRA fines MS Amlin Underwriting £9.7m for risk management failures

Later Life
Cost-of-living crisis forcing people out of pension schemes - is regulatory change needed?

Regulation
Advisers urged to prepare for first Consumer Duty deadline in two weeks

Regulation
FCA's enforcement and market oversight director to step down

Finance News
Firms turning to tech and data to solve Consumer Duty woes

Regulation
FCA fines Gatehouse Bank £1.5m for anti-money laundering failures

Finance News
SimplyBiz creates head of policy role

Finance News
Money launderers exploiting loophole in UK LLP registration system

Finance News
Estate agents fined over £500,000 for breaching anti-money laundering rules

Special Features
More still to be done; whistleblowing in financial services

Regulation
FCA fines brokerage £530,000 and bans former directors for reporting failures
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Buy-to-let
The Mortgage Works launches sub-3% buy-to-let rates

Tax
HMRC rule change set to impact millions of landlords and sole traders

HSBC
HSBC launches over two dozen sub-4% mortgage rates

April Mortgages
April Mortgages launches 7x loan-to-income lending

Pension
Government announces plans to consolidate small pension pots

Halifax
Halifax launches sub-4% two-year fix in latest round of cuts
