Topic archive: Regulation
Blogs
Michelle Westley: Putting you in a strong position for Consumer Duty
Regulation
Only 22% of FCA-regulated firms compliant with upcoming Consumer Duty rules
Later Life
Cost of living crisis leaving people vulnerable to pension scams: FCA
Regulation
10% of firms still don’t understand Consumer Duty rules despite looming deadline
Finance News
FCA announces review of the advice boundary for financial services
Regulation
FCA proposes interventions to reform multi-occupancy buildings insurance market
Regulation
Scams offering to write off mortgage debt targeting UK consumers, FCA warns
Finance News
SimplyBiz releases new Consumer Duty support for advisers
Later Life
SIPP operator enters administration after member complaints
Finance News
Financial services firms face compliance staff shortages as regulatory pressure increases
Regulation
PRA and FCA conclude investigations into HBOS with no further action taken
Finance News
Over 80% of regulated firms planning switch to electronic verification
Regulation
101 firms fall under FCA's emergency asset retention rules for BSPS transfer advice
Finance News
FCA fines Citigroup’s international broker-dealer £12.6m
Finance News
Firms risking sanctions breaches after failing to monitor existing clients
Breaking news
Direct to your inbox:
More
stories
you'll love:
This week's biggest stories:
FCA
Firms required to report complaints involving vulnerable customers under simplified FCA rules
Santander
Santander joins mortgage price war with new rates from 3.51%
FCA
FCA sets out timeline for mortgage rule changes
State Pension
Budget: Government signals income tax write off for state pensions exceeding personal allowance
This week's biggest stories:
FCA
Firms required to report complaints involving vulnerable customers under simplified FCA rules
Santander
Santander joins mortgage price war with new rates from 3.51%
FCA
FCA sets out timeline for mortgage rule changes
State Pension
Budget: Government signals income tax write off for state pensions exceeding personal allowance
FCA
FCA announces new measures to support growth of mutuals sector
Nationwide
FCA fines Nationwide £44m for inadequate financial crime controls
