Topic archive: Regulation

Blogs
Michelle Westley: Putting you in a strong position for Consumer Duty

Regulation
Only 22% of FCA-regulated firms compliant with upcoming Consumer Duty rules

Later Life
Cost of living crisis leaving people vulnerable to pension scams: FCA

Regulation
10% of firms still don’t understand Consumer Duty rules despite looming deadline

Finance News
FCA announces review of the advice boundary for financial services

Regulation
FCA proposes interventions to reform multi-occupancy buildings insurance market

Regulation
Scams offering to write off mortgage debt targeting UK consumers, FCA warns

Finance News
SimplyBiz releases new Consumer Duty support for advisers

Later Life
SIPP operator enters administration after member complaints

Finance News
Financial services firms face compliance staff shortages as regulatory pressure increases

Regulation
PRA and FCA conclude investigations into HBOS with no further action taken

Finance News
Over 80% of regulated firms planning switch to electronic verification

Regulation
101 firms fall under FCA's emergency asset retention rules for BSPS transfer advice

Finance News
FCA fines Citigroup’s international broker-dealer £12.6m

Finance News
Firms risking sanctions breaches after failing to monitor existing clients
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Buy-to-let
The Mortgage Works launches sub-3% buy-to-let rates

Tax
HMRC rule change set to impact millions of landlords and sole traders

HSBC
HSBC launches over two dozen sub-4% mortgage rates

April Mortgages
April Mortgages launches 7x loan-to-income lending

Pension
Government announces plans to consolidate small pension pots

Halifax
Halifax launches sub-4% two-year fix in latest round of cuts
