Topic archive: Regulation
Blogs
Michelle Westley: Putting you in a strong position for Consumer Duty
Regulation
Only 22% of FCA-regulated firms compliant with upcoming Consumer Duty rules
Later Life
Cost of living crisis leaving people vulnerable to pension scams: FCA
Regulation
10% of firms still don’t understand Consumer Duty rules despite looming deadline
Finance News
FCA announces review of the advice boundary for financial services
Regulation
FCA proposes interventions to reform multi-occupancy buildings insurance market
Regulation
Scams offering to write off mortgage debt targeting UK consumers, FCA warns
Finance News
SimplyBiz releases new Consumer Duty support for advisers
Later Life
SIPP operator enters administration after member complaints
Finance News
Financial services firms face compliance staff shortages as regulatory pressure increases
Regulation
PRA and FCA conclude investigations into HBOS with no further action taken
Finance News
Over 80% of regulated firms planning switch to electronic verification
Regulation
101 firms fall under FCA's emergency asset retention rules for BSPS transfer advice
Finance News
FCA fines Citigroup’s international broker-dealer £12.6m
Finance News
Firms risking sanctions breaches after failing to monitor existing clients
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC
