Topic: Regulation

Blogs

Jonathan Barrett: What’s your duty of care? Moving the needle from compliance to strategy

Special Features

FCA’s final guidance on non-financial misconduct: Progress or overreach?

FCA

68% of FCA anti-money laundering fines linked to poor data quality

Inheritance Tax

Lords report warns new IHT rules will 'place a huge burden' on personal representatives

Regulation

Bank of Scotland fined £160,000 for breaching UK's Russia sanctions

Regulation

Mortgage Magic launches audit trail tool to help brokers stay compliant

AI

Financial services exposed to ‘serious harm’ from AI risks: Treasury Committee

FCA

Tribunal upholds £2m FCA fine for 'corrupt and dishonest adviser'

FCA

FCA fines consultant £310,000 for insider dealing

Blogs

Ahmed Bawa: Looser mortgage rules make proper advice more important than ever

FCA

FCA obtains £265k confiscation order against convicted fraudster

FCA

Firms required to 'move or improve' poor value pensions under new FCA proposals

FCA

FCA fines former finance directors £370,000

Advice

Advisers prioritising existing clients in 2026 as regulatory concerns rise

FCA

Targeted support and simplified advice must co-exist