Topic: Regulation

LHV Bank

LHV Bank granted consumer credit permission by the PRA

Perenna

Perenna secures PRA and FCA authorisation to accept retail deposits

Regulation

FCA issues fresh warning to claims management companies ahead of redress scheme

FCA

Tribunal upholds FCA decision to fine bank and two employees over plan to harm Qatari economy

FCA

Six banks and building societies join FCA's new Scale-up Unit

Blogs

Jonathan Barrett: What’s your duty of care? Moving the needle from compliance to strategy

Special Features

FCA’s final guidance on non-financial misconduct: Progress or overreach?

FCA

68% of FCA anti-money laundering fines linked to poor data quality

Inheritance Tax

Lords report warns new IHT rules will 'place a huge burden' on personal representatives

Regulation

Bank of Scotland fined £160,000 for breaching UK's Russia sanctions

Regulation

Mortgage Magic launches audit trail tool to help brokers stay compliant

AI

Financial services exposed to ‘serious harm’ from AI risks: Treasury Committee

FCA

Tribunal upholds £2m FCA fine for 'corrupt and dishonest adviser'

FCA

FCA fines consultant £310,000 for insider dealing

Blogs

Ahmed Bawa: Looser mortgage rules make proper advice more important than ever