Topic: Compliance
Consumer Duty
Only half of advisers using technology to help with Consumer Duty compliance
Special Features
Using misconduct reporting data as culture intelligence, not simply to tick a compliance box
Access FS
Access FS appoints director of compliance
Compliance
Armalytix launches 'complete compliance' solution to speed up homebuying
Technology
OMS integrates AI-powered compliance checking into mortgage journey
Advice
Click2Check adds ID verification service to compliance platform
The Right Mortgage And Protection Network
The Right Mortgage & Protection Network appoints compliance manager
Just Mortgages
Just Mortgages launches new compliance support for advisers
Access FS
Access FS appoints training and competency manager
Regulation
Mortgage Magic launches audit trail tool to help brokers stay compliant
Vulnerability
Vulnerability guidance sets new benchmark for compliance - but are firms ready?
AI
Pivotal and Curvestone launch AI-powered client suitability checks
Technology
SmartSearch launches new source of funds solution
SmartSearch
SmartSearch integrates with Clio to simplify AML compliance
Norton Group
Norton Group appoints head of risk and compliance
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC
