Topic: Regulation

Regulation

Unauthorised mortgage broker and associates ordered to pay £4m to FCA

Regulation

Consumer Duty impacting access to advice as intermediary workloads double

Finance News

FCA to reduce regulatory burdens on firms with streamlined rules

Blogs

Rory Joseph and Sebastian Murphy: How smaller advice firms can successfully navigate Consumer Duty

Special Features

Your first Consumer Duty board report: risks, opportunities and strategies for success

Blogs

Andrew Gething: Creating avenues for good outcomes for advisers and vulnerable customers

Finance News

81% of vulnerable customers see no difference in service since Consumer Duty

Savings & Investments

Paradigm launches new SDR regime support for advisory firms

Special Features

FCA reveals it is pursuing a climate-related investigation

Regulation

FCA urges financial firms to improve treatment of politically exposed persons

Special Features

Perception vs reality: the implications of the FCA’s passive approach to recordkeeping enforcement

Finance News

Two fifths of consumers haven't noticed any changes to their treatment post-Consumer Duty

Regulation

FCA fines and bans trio for mistreatment of pension funds

Mortgages

1.1 million mortgage holders utilising Mortgage Charter rules: FCA

Special Features

FCA enforcement proposals - is transparency the answer?