Topic: Regulation

FCA

Advice firm consolidation could lead to poor outcomes: FCA

Technology

SmartSearch launches new source of funds solution

Complaints

Financial services complaints grow and redress jumps 20%: FCA

FCA

FCA bans and fines adviser £100,000

Regulation

60% of advisers 'fully confident' about their future - with AI freeing up time taken up by growing regulatory burden

Business

UK regulation 'risks stifling' challenger bank growth

Norton Group

Norton Group appoints head of risk and compliance 

FCA

New FCA redress scheme to cost lenders £11bn

FCA

Director jailed for 7 and a half years over £1.3m Ponzi scheme

FCA

Regulators take action against 'misleading and inadequate' claims management practices

Special Features

How can smaller firms keep on the right side of regulators? 

Later Life

Air highlights importance of suitability reports in later life lending advice

Blogs

Kate Davies: Market reform must be measured

Later Life

FCA urged to remove advice silos between mainstream and later life lending

Technology

MorganAsh enhances MARS tool to manage multiple vulnerabilities