Topic: Regulation
Regulation
FCA fines Barclays £40 million
Protection
FCA calls for firms to improve bereavement handling
Finance News
75% of financial services firms using AI: FCA
Later Life
Advise Wise enhances vulnerability support for later life advisers
Regulation
FCA sets out focus and next steps for 'Advice Guidance Boundary Review'
Regulation
FCA fines and bans two senior managers for "recklessly breaching requirements"
Finance News
Labour sets out plans to create Canadian and Australian style pension 'megafunds'
Regulation
FCA and Bank of England agree new rules for third parties
Regulation
Metro Bank fined £16.7m by the FCA
Regulation
Can smarter regulation bridge the ‘trust gap’ in UK financial services?
Regulation
FCA fines director of insurance broker £1.1m for misusing funds
Regulation
FCA secures convictions in £1.5m fraud scheme
Finance News
New criminal offence introduced for firms that profit from fraud
Mortgages
TMG Mortgage Network appoints director of oversight and compliance
Blogs
Jonathan Barrett: Adviser focus: It doesn't matter what your vulnerability policy is if you don't get identification right upfront
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC
