Topic: Regulation
Blogs
Richard Farr: Financial vulnerability in 2024, and a sneak peek at what’s in store for 2025
FCA
FCA apologises to investors of fraudulent peer-to-peer firm
Regulation
FCA charges WealthTek partner with nine criminal offences over £64m fraud
Regulation
Firms using GDPR as a reason not to comply with Consumer Duty risk regulatory action
Regulation
FCA bans and fines duo more than £670,000 for 'flawed advice model'
Special Features
One strike and you’re out?
Pension
FCA proposes 'free targeted support' in bid to tackle advice-guidance gap
Mortgages
1.7 million mortgage holders have utilised Mortgage Charter rules: FCA
Regulation
Advisers frustrated with Consumer Duty 'Products and Services' progress
Regulation
FCA relaxes name and shame proposals after 'significant concerns'
Regulation
FCA to reduce restrictions on senior banker bonuses
Regulation
FCA outlines approach to regulating crypto
Regulation
FCA fines bank £13m for "serious control failures" leading to fictitious trades
Regulation
MPs consider abolishing 'incompetent' FCA in hard-hitting report
Regulation
FCA launches competition to fund research on growth, competitiveness and regulation
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC