Topic: Regulation

Blogs

Richard Farr: Financial vulnerability in 2024, and a sneak peek at what’s in store for 2025

FCA

FCA apologises to investors of fraudulent peer-to-peer firm

Regulation

FCA charges WealthTek partner with nine criminal offences over £64m fraud

Regulation

Firms using GDPR as a reason not to comply with Consumer Duty risk regulatory action

Regulation

FCA bans and fines duo more than £670,000 for 'flawed advice model'

Special Features

One strike and you’re out?

Pension

FCA proposes 'free targeted support' in bid to tackle advice-guidance gap

Mortgages

1.7 million mortgage holders have utilised Mortgage Charter rules: FCA

Regulation

Advisers frustrated with Consumer Duty 'Products and Services' progress

Regulation

FCA relaxes name and shame proposals after 'significant concerns'

Regulation

FCA to reduce restrictions on senior banker bonuses

Regulation

FCA outlines approach to regulating crypto

Regulation

FCA fines bank £13m for "serious control failures" leading to fictitious trades

Regulation

MPs consider abolishing 'incompetent' FCA in hard-hitting report

Regulation

FCA launches competition to fund research on growth, competitiveness and regulation