Topic: Regulation

Blogs

Dave Harris: Part One: The FCA sees the potential for later life lending, now we need to act

Later Life

Later life lending must be part of standard mortgage qualifications, advice firm says

FCA

Brothers who used broker communications for insider trading fined £280,000

FCA

Targeted support could miss 75% of consumers without changes to electronic communication rules

FCA

FCA cuts back regulatory returns for 95% of authorised firms

FCA

FCA outlines plans to boost workplace savings schemes

FCA

Almost 5,000 FCA impersonation scams uncovered in H1

Blogs

Sebastian Murphy: Why not enhance advice for everyone? Might ‘enhanced advice’ become a Trojan horse?

In The Spotlight

'The regulator is treading a difficult line if it suggests that execution only is a better outcome than advice': Mark Harrington, L&C

FCA

FCA sacks 12 over misconduct allegations

FCA

FCA receives record number of whistleblowing reports

Blogs

Rob Mason: The FCA’s WhatsApp warning should put senior bankers on notice

Special Features

FCA changes to handling non-financial misconduct: What's new

FCA

Brokers expect FCA’s Advice Guidance Boundary Review to boost demand

FCA

FCA secures convictions over £1.3m Ponzi scheme