Topic: Regulation

Special Features
FCA reveals it is pursuing a climate-related investigation

Regulation
FCA urges financial firms to improve treatment of politically exposed persons

Special Features
Perception vs reality: the implications of the FCA’s passive approach to recordkeeping enforcement

Finance News
Two fifths of consumers haven't noticed any changes to their treatment post-Consumer Duty

Regulation
FCA fines and bans trio for mistreatment of pension funds

Mortgages
1.1 million mortgage holders utilising Mortgage Charter rules: FCA

Special Features
FCA enforcement proposals - is transparency the answer?

Finance News
FCA and PRA fine Citigroup £61m

Blogs
Jonathan Barrett: Working with vulnerable clients – a best-practice guide for advisers

Regulation
Man jailed for providing forged documents to FCA in £1.3m fraud investigation

Regulation
FCA admits surprise at backlash to name and shame proposals, stressing 'no decision made'

CPD article
Consumer Duty report – The clock is ticking

Regulation
FCA bans and fines former investment firm CEO £120,300

Regulation
Advisers urged to take action ahead of July Consumer Duty deadline

Regulation
Jeremy Hunt urges FCA to re-think ‘name and shame’ proposals
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This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

This week's biggest stories:
Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders

GDP
August rate cut likely as GDP falls for second consecutive month
