Topic archive: Regulation

Regulation
Treasury probes new FCA chief's buy-to-let investment during approval process

Finance News
Adviser PII premiums rise by 17% in 2019: FCA

Later Life
Government unveils £17bn proposal to end unlawful age discrimination in pension schemes

Regulation
Regulatory compliance integrated with MS Teams

Regulation
FCA takes legal action over unauthorised mortgage contracts

Later Life
Does benchmarking DB transfers against a workplace pension make sense?

Regulation
FCA cuts regulatory fees for intermediary firms

Regulation
Complaints management tool launches for financial services firms

Regulation
FCA extends SMCR implementation period for solo-regulated firms

Later Life
Peers defeat government over commercial pension dashboard plans

Finance News
“Troubling” concerns raised about FCA’s handling of complaints

Regulation
FCA asks firms to prepare for move to new data collection platform

Regulation
Pension Protection Fund cap ruled illegal on age discrimination grounds

Finance News
FCA appoints London Stock Exchange boss as new CEO

Regulation
FCA announces permanent ban on mini-bond marketing
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Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Lloyds
Lloyds sets aside extra £4bn for high-LTI mortgage lending

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders
