Topic archive: Regulation

Finance News
FCA scam warnings rise over 300% in five years

Mortgages
MPs ask FCA to rethink six month mortgage payment deferral limit

Mortgages
MPs ask FCA to review mortgage guidance during second Covid wave

Regulation
FCA warns intermediaries over excessive fees and unsuitable advice during Covid-19

Blogs
Jonathan Newman: Ombudsman fires a warning shot for advisers

Regulation
FCA secures just one enforcement action under SMCR

Regulation
FCA censures Aviva over listing and transparency rules breach

Regulation
FCA fines Goldman Sachs International £96.6m for risk management failures

Regulation
Majority of regulated firms risk fines for non-compliance with new money laundering rules

Special Features
The important challenge of transient vulnerable customers

Regulation
FCA bans two advisers over falsified HNW information

Finance News
Bank of England asks firms about readiness for zero or negative interest rates

Regulation
FCA bans sale of cryptocurrency investments

Regulation
FCA launches new 'sandbox' initiatives to tackle Covid-19 challenges

Regulation
FCA publishes post-Brexit Handbook rules
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Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Lloyds
Lloyds sets aside extra £4bn for high-LTI mortgage lending

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

Financial Conduct Authority
FCA moves ahead with targeted support in 'transformational' advice reforms

Mortgages
FCA and PRA remove 15% LTI cap for mortgage lenders
