Topic archive: Regulation

Regulation

FCA introduces new pricing and competition rules to insurance market

Finance News

Lead gen firms urged to form industry body to ‘stamp out fraud’

Regulation

FCA announces plans to stop CMC phoenixing

Regulation

DWP gives pension schemes more powers to block scams with new regulations

Regulation

FCA to introduce new Consumer Duty rules for firms

Special Features

FCA issues final set of rules to improve operational resilience within the UK’s financial sector

Finance News

FCA data breach reports down 30% despite UK cyber incidents increasing 56%

Regulation

77% of financial firms not prepared for LIBOR transition

Regulation

PRA proposes simpler regulatory framework for smaller banks and building societies

Regulation

FCA to strengthen rules for high-risk investments

Regulation

Compliance professionals say lack of regulatory support hindering AML implementation

Special Features

Nolan nostalgia: how to fix the City’s regulatory woes

Regulation

Firms risking FCA fine over lack of Directory data

Regulation

FCA commences criminal proceedings against duo over £3.8m mortgage fraud

Regulation

FCA to charge networks £250 per AR as adviser fees climb 1.5%