Topic archive: Regulation

Later Life

Government closes NMPA pension switching window

Regulation

Council for Licensed Conveyancers introduces stepped fees based on number of complaints

Regulation

FCA plans to introduce ESG rules for advisers

Later Life

Ros Altmann seeks to block Government's state pension 'double lock' decision

Finance News

FCA reports increase in suspicious activity reports from financial firms

Regulation

Bank of England moves closer to climate capital rules

Regulation

FCA creates new investment fund for pension schemes and sophisticated investors

Regulation

FCA fines Credit Suisse £147m over corrupt Mozambique loans

Regulation

Advisers urge FCA to strengthen investor protections following Woodford collapse

Later Life

Pension transfer advice set to decline further without regulatory action: LCP and Aviva

Special Features

The necessity for board members to address minimal diversity

Regulation

New FCA powers to shorten process of removing firm permissions

Regulation

FCA to review redress for unsuitable DB pension transfers

Regulation

Insurance firms unprepared to meet new product governance rules, FCA warns

Regulation

Introducer fined £50,000 for illegal pensions calls