Topic archive: FCA

Regulation

FCA fines Santander UK £107m for repeated anti-money laundering failures

FCA

FCA fines three broker firms £4.8m for failing to detect market abuse

Regulation

FCA plans to create 'separate, simplified financial advice regime'

Later Life

Over 1,000 former BSPS members to receive redress under FCA scheme

Finance News

A fifth of advisers unprepared for Consumer Duty changes

Regulation

Two thirds of banks and building societies not yet Consumer Duty compliant

Mortgages

Lenders to pay £12m compensation to borrowers over mortgage payment deferrals: FCA

Special Features

Consumer Duty and its impact on the wider commercial relationships

Finance News

FCA announces review of the advice boundary for financial services

Regulation

101 firms fall under FCA's emergency asset retention rules for BSPS transfer advice

Regulation

Man pleads guilty to providing advice without authorisation

Special Features

Operational regulatory changes: What the new FCA policy statement means for your business

Blogs

Louise Pengelly: Where to start with navigating the Consumer Duty

Regulation

FCA toughens appointed representative rules

Mortgages

150,000 mortgage borrowers could save over £1,000 a year by switching: FCA