Topic archive: FCA

Regulation

National Audit Office launches review of the FCA

Regulation

Another adviser banned and fined £850,000 over pension transfers

Regulation

FCA bans adviser over pension transfer failings

Later Life

Air members gain access to Comentis' financial vulnerability tool

Regulation

Which of the four Consumer Duty outcomes are firms struggling with most?

Regulation

SimplyBiz launches AR regime support programme

Regulation

Three steps advisers can take to achieve substantive Consumer Duty compliance

Regulation

Just one senior manager punished since launch of SMCR

Blogs

Thora Kehoe: Time and technology: Meeting the Consumer Duty

Regulation

FCA to make permanent rules on supporting struggling borrowers as redress hits £47m

Regulation

Majority of lenders admit to being unprepared for Consumer Duty

Regulation

Paradigm launches new Consumer Duty series on four outcomes firms must address

Finance News

Comentis launches Vulnerability Support Framework

Later Life

How do advisers expect Consumer Duty to impact retirement advice?

Blogs

Bill Purves: Let’s make it a year of better choices in 50-90+ mortgages