Topic archive: FCA
Blogs
Andrew Gething: Technology is critical to ensure Consumer Duty isn’t ‘once and done’
Advice
FCA sets out proposals to close advice gap
Finance News
FCA to force investment advisers to hold extra capital for redress
Regulation
FCA bans and fines two IFAs for 'incompetent' advice
Finance News
FCA to review NatWest over "potential regulatory breaches"
Finance News
FCA fines and bans ex-Barclays CEO over Epstein links
Blogs
Jacqueline Dewey: Harness the power of reviews – The FCA is watching...
Regulation
FCA bans adviser over £8.4m pension advice failures
Finance News
FCA fines two advisers more than £2.2m over 'dishonest' advice
Later Life
FCA review into later life mortgages finds 'poor advice'
Regulation
FCA bans and fines two advisers £155,000 for pension transfer failures
Special Features
Communications sent under Consumer Duty must still comply with Data Protection law
Special Features
Navigating the FCA's new Consumer Duty: the questions advisers need to be asking
Regulation
Less than half have confidence in financial services industry: FCA
Protection
Advisers expect Consumer Duty to boost protection recommendations
Breaking news
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This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
This week's biggest stories:
FCA
FCA bans and fines financial adviser more than £740,000
In The Spotlight
'Turbulence in the mainstream market creates opportunities in the specialist space': Josh Knight, Glenhawk
Housing Market
Almost half of home sellers hit by broken property chains
Regulation
FCA bans and fines trio behind £35.5m investment scheme
CHL Mortgages
CHL enhances bridging range with AVMs and enhanced adverse credit criteria
Housing Market
July housing transactions dip 2% amid 'cautious market': HMRC
