Topic archive: Regulation
Regulation
Pensions Regulator issues first fine for auto-enrolment breach
Regulation
The Pensions Regulator fines NOW: Pensions £70,000
Regulation
Brexit deal must consider financial stability risks, warns FCA's Bailey
Regulation
A quarter of pension schemes at risk of GDPR non-compliance
Legal
GWlegal launches first-time buyer service
Regulation
FCA warns of increased online investment fraud risks
Regulation
FCA fines insurance intermediary and CEO £1.15m
Legal
CLC aims to be conveyancing ‘regulator of choice’ by 2022
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Regulation
FCA plans to give small businesses access to FOS
Regulation
FCA bans former adviser over £3m fraud
Legal
Advisers urged to train staff on GDPR to avoid data breach fines
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Legal
The Mortgage Lender enters conveyancing partnership with LMS
Legal
FCA fines and bans former RBS trader
Legal
SimplyBiz launches GDPR support hub for advisers
Legal
Ingard adds Gwlegal to conveyancing panel
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FCA
Firms required to report complaints involving vulnerable customers under simplified FCA rules
Santander
Santander joins mortgage price war with new rates from 3.51%
FCA
FCA sets out timeline for mortgage rule changes
Nationwide
FCA fines Nationwide £44m for inadequate financial crime controls
FCA
FCA announces new measures to support growth of mutuals sector
Inflation
Bank of England set to cut rates as inflation falls to eight-month low
