Topic archive: Regulation

Regulation
Pensions Regulator issues first fine for auto-enrolment breach

Regulation
The Pensions Regulator fines NOW: Pensions £70,000

Regulation
Brexit deal must consider financial stability risks, warns FCA's Bailey

Regulation
A quarter of pension schemes at risk of GDPR non-compliance

Legal
GWlegal launches first-time buyer service

Regulation
FCA warns of increased online investment fraud risks

Regulation
FCA fines insurance intermediary and CEO £1.15m

Legal
CLC aims to be conveyancing ‘regulator of choice’ by 2022
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Regulation
FCA plans to give small businesses access to FOS

Regulation
FCA bans former adviser over £3m fraud

Legal
Advisers urged to train staff on GDPR to avoid data breach fines
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Legal
The Mortgage Lender enters conveyancing partnership with LMS

Legal
FCA fines and bans former RBS trader

Legal
SimplyBiz launches GDPR support hub for advisers

Legal
Ingard adds Gwlegal to conveyancing panel
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Lloyds
Lloyds sets aside extra £4bn for high-LTI mortgage lending

Santander
Santander to acquire TSB in £2.65bn deal

Bank Of England
Bank of England issues first-of-its-kind fine of £11.9m

Government
Government confirms launch of permanent Freedom to Buy mortgage scheme

Regulation
Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

FCA
FCA fines Barclays £42m over financial crime risks
