Topic archive: Regulation

Later Life

Government outlines regulatory timetable for pension cold calling ban

Regulation

FCA considers new duty of care requirements for financial firms

Later Life

Could Royal Mail's Collective DC deal transform UK pensions landscape?

Regulation

FCA warns advisers over platform add-ons and 'orphan clients'

Later Life

Treasury chooses ‘good day to bury bad news’ on pension cold-calling ban delay

Later Life

Government urged to introduce pension freedoms 'cooling off period'

Regulation

40% of financial firms at risk of MiFID II penalties

Regulation

FCA urged to increase engagement rate with professional bodies

Regulation

FCA plans launch of public adviser register

Regulation

FCA reveals fourth cohort of successful sandbox firms

Later Life

Government to delay pensions cold-calling ban

Regulation

Government urged to create new body to sanction negligent directors

Regulation

Industry supports new money laundering rules for Scottish LPs

Regulation

FCA ends investigation into Scottish Widows due to insufficient evidence

Regulation

GDPR to force smaller financial firms out of the industry, warns deVere boss