Topic archive: Regulation

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Special Features

How to stay compliant when dealing with introduced business

FCA new

Regulation

FCA reveals areas of concern in insurance broker study

business adviser paper tech

Regulation

Bankhall launches Senior Managers Regime support hub for DA firms

Houses house of parliament commons government govt gov

Later Life

Pensions Dashboard 'compulsory' for providers, government confirms

Identity fraud card tech

Savings & Investments

£197m lost to investment scams in 2018: FCA

business new open advice firm adviser door

Regulation

Advisers expect FCA to take on supervision of vulnerable consumers

Brexit EU UK chess

Regulation

FCA agrees deal with EU regulators

FCA new

Regulation

FCA tells some firms to begin preparing for no-deal Brexit

FCA new

Regulation

FCA proposes new pension freedom rules

FCA new

Mortgages

FCA plans to relax affordability tests for mortgage prisoners

Later Life

Is taking advice costs from pensions the solution to contingent charging?

Houses house of parliament commons government govt gov

Regulation

Contingent charging ban would exacerbate advice gap, MPs warned

Ken Davy SimplyBiz

Regulation

Higher FOS limit will be detrimental to advice firms: SimplyBiz

FCA new

Regulation

FCA opens permissions register for CMCs to continue operating

call centre pension scam cold phone

Regulation

Pension cold-calling ban set for January

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Lloyds

Lloyds sets aside extra £4bn for high-LTI mortgage lending

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Santander

Santander to acquire TSB in £2.65bn deal

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Bank Of England

Bank of England issues first-of-its-kind fine of £11.9m

boe bank of england

Regulation

Lenders urged to prepare for court ruling on commissions as motor finance complaints surge

judge legal court sentenced

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