Topic archive: Regulation

Savings & Investments
Regulated peer-to-peer firm enters administration

Regulation
FCA backs call for more regulatory powers after govt rejection

Regulation
FCA starts proceedings against execs of illegal investment scheme

Later Life
The Pensions Bill: What key measures were left out?

Regulation
FCA makes key changes to new data collection platform following user feedback

Regulation
The FCA fines broker firm £15.4 million

Finance News
Advisers urged to act now to be ‘SMCR ready’ by December deadline

Blogs
Mark Snape: How can new conveyancing transparency rules benefit advisers?

Later Life
DB transfer complaints up 44%

Regulation
FCA urges Ponzi scheme victims to come forward

Protection
FCA finds GI firms are raising barriers to switching

Regulation
FCA fines Prudential £24m over non-advised annuity sales

Regulation
FCA appoints director of risk and compliance
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Regulation
FCA reminds firms of deadline to register for Connect platform

Regulation
FCA steps up no-deal Brexit warning for firms
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Buy-to-let
The Mortgage Works launches sub-3% buy-to-let rates

Tax
HMRC rule change set to impact millions of landlords and sole traders

HSBC
HSBC launches over two dozen sub-4% mortgage rates

Bank Of England
Bank of England cuts interest rates by 0.25% in three-way vote

April Mortgages
April Mortgages launches 7x loan-to-income lending

Pension
Government announces plans to consolidate small pension pots
