Topic archive: Regulation
Savings & Investments
Regulated peer-to-peer firm enters administration
Regulation
FCA backs call for more regulatory powers after govt rejection
Regulation
FCA starts proceedings against execs of illegal investment scheme
Later Life
The Pensions Bill: What key measures were left out?
Regulation
FCA makes key changes to new data collection platform following user feedback
Regulation
The FCA fines broker firm £15.4 million
Finance News
Advisers urged to act now to be ‘SMCR ready’ by December deadline
Blogs
Mark Snape: How can new conveyancing transparency rules benefit advisers?
Later Life
DB transfer complaints up 44%
Regulation
FCA urges Ponzi scheme victims to come forward
Protection
FCA finds GI firms are raising barriers to switching
Regulation
FCA fines Prudential £24m over non-advised annuity sales
Regulation
FCA appoints director of risk and compliance
Regulation
FCA reminds firms of deadline to register for Connect platform
Regulation
FCA steps up no-deal Brexit warning for firms
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First-time Buyer
Improved affordability sparks 20% rise in first-time buyers: Nationwide
Blogs
Mark Eaton: Is 2026 the year brokers die out?
Inflation
Further rate cuts dampened as inflation rebounds to 3.4%
Mortgage Rates
Two Big Six lenders increase mortgage rates as swaps rise
Vida
Vida launches high LTV 'Pathway' mortgage range
FCA
Tribunal upholds £2m FCA fine for 'corrupt and dishonest adviser'