Topic archive: Regulation
Savings & Investments
Regulated peer-to-peer firm enters administration
Regulation
FCA backs call for more regulatory powers after govt rejection
Regulation
FCA starts proceedings against execs of illegal investment scheme
Later Life
The Pensions Bill: What key measures were left out?
Regulation
FCA makes key changes to new data collection platform following user feedback
Regulation
The FCA fines broker firm £15.4 million
Finance News
Advisers urged to act now to be ‘SMCR ready’ by December deadline
Blogs
Mark Snape: How can new conveyancing transparency rules benefit advisers?
Later Life
DB transfer complaints up 44%
Regulation
FCA urges Ponzi scheme victims to come forward
Protection
FCA finds GI firms are raising barriers to switching
Regulation
FCA fines Prudential £24m over non-advised annuity sales
Regulation
FCA appoints director of risk and compliance
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Regulation
FCA reminds firms of deadline to register for Connect platform
Regulation
FCA steps up no-deal Brexit warning for firms
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Iress
Iress announces major upgrade to Xplan Mortgage platform
Mortgage Rates
Barclays relaunches sub-4% mortgage rate
Lloyds
Lloyds partners with Connells and LMS to launch fully digital homebuying journey
FCA
FCA sued over compensation scheme that 'significantly underestimates harm'
FCA
FCA announces changes to streamline senior managers regime
Bank Of England
Bank of England holds interest rates at 3.75% in 8-1 vote
