Topic: Regulation

FCA

FCA finds gaps in brokers’ money laundering defences

Regulation

FCA chief says easing mortgage lending rules risks more defaults

Regulation

New solution launches to help advisers evidence retirement income suitability 

Regulation

FCA confirms it will simplify mortgage lending and advice rules following government calls

Mortgages

Government considers relaxing mortgage affordability rules to support first-time buyers

Regulation

FCA outlines 'polluter pays' requirements for advice firms

Regulation

FCA fines broker £289,000 for financial crime failures

Mortgages

How have mortgage broker fees changed since the introduction of Consumer Duty?

Blogs

Beth Yolland-Jones: Why we’re never more than two steps away from financial vulnerability

Blogs

Andrew Gething: Overcoming the apparent conflict between GDPR and customer vulnerability

Blogs

Richard Farr: Financial vulnerability in 2024, and a sneak peek at what’s in store for 2025

FCA

FCA apologises to investors of fraudulent peer-to-peer firm

Regulation

FCA charges WealthTek partner with nine criminal offences over £64m fraud

Regulation

Firms using GDPR as a reason not to comply with Consumer Duty risk regulatory action

Regulation

FCA bans and fines duo more than £670,000 for 'flawed advice model'