Topic: Regulation

Regulation

FCA outlines 'polluter pays' requirements for advice firms

Regulation

FCA fines broker £289,000 for financial crime failures

Mortgages

How have mortgage broker fees changed since the introduction of Consumer Duty?

Blogs

Beth Yolland-Jones: Why we’re never more than two steps away from financial vulnerability

Blogs

Andrew Gething: Overcoming the apparent conflict between GDPR and customer vulnerability

Blogs

Richard Farr: Financial vulnerability in 2024, and a sneak peek at what’s in store for 2025

FCA

FCA apologises to investors of fraudulent peer-to-peer firm

Regulation

FCA charges WealthTek partner with nine criminal offences over £64m fraud

Regulation

Firms using GDPR as a reason not to comply with Consumer Duty risk regulatory action

Regulation

FCA bans and fines duo more than £670,000 for 'flawed advice model'

Special Features

One strike and you’re out?

Pension

FCA proposes 'free targeted support' in bid to tackle advice-guidance gap

Mortgages

1.7 million mortgage holders have utilised Mortgage Charter rules: FCA

Regulation

Advisers frustrated with Consumer Duty 'Products and Services' progress

Regulation

FCA relaxes name and shame proposals after 'significant concerns'