Topic: FCA

Regulation

Unauthorised mortgage broker and associates ordered to pay £4m to FCA

Savings & Investments

Paradigm launches new SDR regime support for advisory firms

Special Features

FCA reveals it is pursuing a climate-related investigation

Regulation

FCA urges financial firms to improve treatment of politically exposed persons

Special Features

Perception vs reality: the implications of the FCA’s passive approach to recordkeeping enforcement

Mortgages

1.1 million mortgage holders utilising Mortgage Charter rules: FCA

Special Features

FCA enforcement proposals - is transparency the answer?

Finance News

FCA and PRA fine Citigroup £61m

Blogs

Jonathan Barrett: Working with vulnerable clients – a best-practice guide for advisers

Regulation

Man jailed for providing forged documents to FCA in £1.3m fraud investigation

Mortgages

"Lending into retirement is moving from a niche to a norm", FCA COO says

Regulation

FCA admits surprise at backlash to name and shame proposals, stressing 'no decision made'

Regulation

Advisers urged to take action ahead of July Consumer Duty deadline

Regulation

Jeremy Hunt urges FCA to re-think ‘name and shame’ proposals

Finance News

MorganAsh partners with FWD Research to help firms meet Consumer Duty vulnerability requirements