Topic: FCA

Blogs

Sebastian Murphy: If Consumer Duty is doing the heavy lifting, distribution matters more than ever

FCA

FCA bans and fines for 'reckless adviser' and fund manager upheld by Tribunal

FCA

FCA chief confirms regulatory shift away from new rules

FCA

FCA fines former Carillion CEO £238,000

In The Spotlight

'So many firms just don’t know who their vulnerable customers are – let alone what outcomes they are receiving': Andrew Gething, MorganAsh

FCA

Government plans to bring ARs into scope of FOS redress in regulatory overhaul

FCA

Paradigm launches resources for FCA's Mortgage Rule Review 

Regulation

IMLA supports more relaxed mortgage affordability rules as arrears fall

FCA

FCA reveals new protections for Buy Now Pay Later borrowers

FCA

FCA fines duo over £100,000 for insider dealing

Perenna

Perenna secures PRA and FCA authorisation to accept retail deposits

Regulation

FCA issues fresh warning to claims management companies ahead of redress scheme

FCA

Tribunal upholds FCA decision to fine bank and two employees over plan to harm Qatari economy

FCA

Six banks and building societies join FCA's new Scale-up Unit

Blogs

Jonathan Barrett: What’s your duty of care? Moving the needle from compliance to strategy