Topic: FCA

Regulation

Court date set for £64 million WealthTek fraud trial

Regulation

Government considers merging Payment Systems Regulator with FCA

Regulation

FCA asks firms to check they are meeting obligations around ongoing advice

FCA

FCA stresses it is not 'deleting evidence' or 'hiding information' with email deletion policy

FCA

FCA fines firm £1.7m for financial crime failures

Regulation

FCA charges financial adviser with £2.3m fraud offences

FCA

FCA taking action against double the number of financial adverts

Regulation

House of Lords committee tells FCA not to proceed with 'name and shame' plans

Regulation

MPs launch follow up report on FCA after 'unconstructive' reponse

Regulation

FCA to carry out supervisory work on mortgage intermediaries

Vulnerability

Most UK consumers are still unaware of their vulnerable status

Mortgages

BoE's Bailey warns of 'trade-off' between economic growth and relaxed mortgage lending rules

Regulation

FCA fines CFD broker £99,000 for transaction reporting failures

Open Banking

FCA and PRS set up independent open banking operator for recurring payments

FCA

FCA finds gaps in brokers’ money laundering defences