Topic: FCA

Regulation

FCA warns insurers and brokers over demonstrating fair value and good customer outcomes

Regulation

FCA fines PwC £15m for fraud reporting failures

Regulation

Unauthorised mortgage broker and associates ordered to pay £4m to FCA

Savings & Investments

Paradigm launches new SDR regime support for advisory firms

Special Features

FCA reveals it is pursuing a climate-related investigation

Regulation

FCA urges financial firms to improve treatment of politically exposed persons

Special Features

Perception vs reality: the implications of the FCA’s passive approach to recordkeeping enforcement

Mortgages

1.1 million mortgage holders utilising Mortgage Charter rules: FCA

Special Features

FCA enforcement proposals - is transparency the answer?

Finance News

FCA and PRA fine Citigroup £61m

Blogs

Jonathan Barrett: Working with vulnerable clients – a best-practice guide for advisers

Regulation

Man jailed for providing forged documents to FCA in £1.3m fraud investigation

Mortgages

"Lending into retirement is moving from a niche to a norm", FCA COO says

Regulation

FCA admits surprise at backlash to name and shame proposals, stressing 'no decision made'

Regulation

Advisers urged to take action ahead of July Consumer Duty deadline