Embrace 'The Duty': Consumer Duty is now the centrepiece for firms' compliance
Eric Armstrong, recruitment and development executive at In Partnership, outlines three areas with some practical tips to help advisers comply and deliver ‘good outcomes’ under Consumer Duty.
The learning objectives for this article are to:
- Explain the core principles of the FCA’s Consumer Duty.
- Identify practical steps to embed Consumer Duty with your firm’s interactions with clients.
- Recognise the importance of evidence-based compliance and effective record-keeping.
Congratulations
Thank for completing this Structured Learning article
Sorry
Whoops - unfortunately you have answered one or more of the multiple choice questions incorrectly. To retake this CPD article please click below
Retake CPDRegistration validation
Thank you for regsitering your user account, an email has been sent with a link for you validate your account (please check your junk/spam).
Sign-in to your Financial Reporter account
It looks like you already have a Financial Reporter account. Click below to login.
Sign-in