Topic: Regulation

Consumer Duty

Bankhall and PMS unveil new adviser platform enhancements 

FCA

FCA simplifies reporting requirements for 16,000 firms

FCA

FCA to increase fees and speed up authorisation timeframes in new round of policy announcements

FCA

FCA to reform rules for investment managers 

Regulation

FCA and PRA plan to increase LTI flow limit threshold

Regulation

PRA fines banking NED £72,000 over conduct failures

Mortgages

FCA shows support for using pension savings to buy a home

FCA

FCA launches new single sign-in portal for firms

FSCS

PRA plans to raise FSCS deposit protection limit to £110,000

Blogs

Jonathan Barrett: The Vulnerability Review: A reflection on the FCA findings

Special Features

Non-financial misconduct – Will it continue to be an FCA focus?

FCA

FCA: ARs must take greater responsibility for complying with rules

Regulation

FCA streamlines rules and outlines timeline for mortgage changes

Compliance

Simplybiz launches bespoke compliance tool

FCA

FCA scrutinises adviser commissions in new protection study